Stephen Barrett, financial advisor Lafayette IN

Stephen Barrett

CRD Number: 2322637
Current Firm: Waverly Advisors, LLC

Stephen Barrett (CRD# 2322637) is an Investment Advisor Representative working at Waverly Advisors, LLC in Lafayette, IN and has over 31 years of experience in the finance industry. Stephen Barrett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Melissa Acher, financial advisor Lafayette IN
Melissa A. Acher
CRD# 4121340
Lpl Financial LLC
Similar Advisors
Jared Anderson, financial advisor Lafayette IN
Jared K. Anderson
CRD# 3107784
Osaic Wealth, Inc.
Similar Advisors
William Banker, financial advisor Lafayette IN
William G. Banker
CRD# 1447515
Banker Investment Group
Professional Designations
Company Name Location Dates Years
Waverly Advisors, LLC Lafayette, IN Jan 2024 - Current < 1
Strategiq Financial Group, LLC Merrillville, IN Aug 2007 - Current 16
Sii Investments Inc. Lafayette, IN Oct 2007 - Dec 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1993
Contact Info for Stephen J. Barrett
Phone Number: 205-871-3334
Registered State(s):
  • CA
  • FL
  • IL
  • IN
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    7,895
    MILLIONS
  • Total Number of Accounts
    9,647
    ACCOUNTS
  • Average Account Value
    $818,349
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Stephen Barrett and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.