Joseph Wallace (CRD# 6137314) is an Investment Advisor Representative working at Wallace Advisory Group, LLC in Lafayette, CA and has over 11 years of experience in the finance industry. Joseph Wallace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Wallace Advisory Group, LLC | Lafayette, CA | Oct 2015 - Current | 8 |
M Holdings Securities, Inc. | Portland, OR | Sep 2015 - Current | 8 |
Wallace Financial & Insurance Solutions | Lafayette, CA | Sep 2015 - Current | 8 |
Wallace Financial & Insurance Solutions | Lafayette, CA | Sep 2013 - Sep 2015 | 2 |
Eagle Strategies LLC | Lafayette, CA | May 2013 - Sep 2015 | 2 |
Nylife Securities LLC | San Ramon, CA | Dec 2012 - Sep 2015 | 2 |
New York Life Insurance Company | San Ramon, CA | Nov 2012 - Sep 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
- CA
- TX
-
Total Assets Under Management225MILLIONS
-
Total Number of Accounts140ACCOUNTS
-
Average Account Value$1,607,143
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, HI, NV, TX
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