Thomas Hayes (CRD# 2515869) is an Investment Advisor Representative working at Brookstone Capital Management LLC in Kokomo, IN and has over 29 years of experience in the finance industry.
CRD# 4745563
Ausdal Financial Partners, Inc.
CRD# 3260878
Pnc Investments
CRD# 4132899
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Milestone Asset Management, LLC | Pittsburgh, PA | Sep 2020 - Current | 3 |
| Brookstone Capital Management | Wheaton, IL | Jan 2008 - Current | 16 |
| Hayes Advisory Group | Kokomo, IN | Aug 2002 - Current | 21 |
| Alphastar Capital Management, LLC | Cornelius, NC | Mar 2021 - Apr 2021 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1994 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management8,843MILLIONS
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Total Number of Accounts68,500ACCOUNTS
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Average Account Value$129,089
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