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Thomas Siler Jr., financial advisor Knoxville TN

Thomas Siler Jr.

CRD Number: 2708775
Current Firm: Ubs Financial Services Inc.
Compensation Model: Both

Thomas Siler Jr. (CRD# 2708775) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Knoxville, TN and has over 18 years of experience in the finance industry. Thomas holds the CFP Designation

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Company Name Location Dates Years
Ubs Financial Services Inc. Knoxville, TN Aug 2000 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Nov 1999
Contact Info for Thomas A. Siler Jr.
800 South Gay Street, Suite 2600, Knoxville, TN 37929
Phone Number: 201-352-3000
Firm Website: https://www.ubs.com/us/en/wealth-management.html
Registered State(s):
  • TN
  • TX
Current Firm Details
Ubs Financial Services Inc.
Firm's CRD Number: 8174
1200 Harbor Boulevard, Weehawken, NJ 07086
By the Numbers
  • Total Assets Under Management
    702,387
    MILLIONS
  • Total Number of Accounts
    1,093,486
    ACCOUNTS
  • Average Account Value
    $642,338
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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