Christopher Newbauer, financial advisor Knox IN

Christopher Newbauer

CRD Number: 7548277
Current Firm: Spc

Christopher Newbauer (CRD# 7548277) is an Investment Advisor Representative working at Spc in Knox, IN and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Sigma Financial Corporation Ann Arbor, MI Aug 2022 - Current 1
Spc Ann Arbor, MI Aug 2022 - Current 1
Sigma Financial Corporation Ann Arbor, MI May 2022 - Aug 2022 < 1
North Judson-san Pierre Schools North Judson, IN Aug 2015 - Jul 2022 6
Braun Corporation Winamac, IN Aug 2014 - Aug 2015 1
Hoosier Custom Plastics Knox, IN Jul 2014 - Aug 2014 < 1
Cass County Ford Logansport, IN May 2014 - Jun 2014 < 1
Swan Lake Golf Club Plymouth, IN May 2011 - May 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2022
Contact Info for Christopher D. Newbauer
Phone Number: 734-663-1611
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    5,563
    MILLIONS
  • Total Number of Accounts
    30,541
    ACCOUNTS
  • Average Account Value
    $182,147
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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