Richard Gnau, financial advisor Kendallville IN

Richard Gnau

CRD Number: 4728918
Current Firm: J.p. Morgan Securities LLC

Richard Gnau (CRD# 4728918) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Kendallville, IN and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities, LLC Fort Wayne, IN Jul 2013 - Current 6
Eagle Strategies LLC Fort Wayne, IN Jun 2013 - Jul 2013 < 1
Nylife Securities LLC Fort Wayne, IN Aug 2011 - Jul 2013 1
New York Life Insurance Company Fort Wayne, IN Jul 2011 - Jul 2013 2
W&s Brokerage Services Cincinnati, OH Feb 2010 - Jul 2011 1
Western Southern Life Fort Wayne, IN Sep 2003 - Jul 2011 7
W&s Brokerage Services Cincinnati, OH Mar 2009 - Jan 2010 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2007
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Richard C. Gnau
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
    130,276
    MILLIONS
  • Total Number of Accounts
    602,419
    ACCOUNTS
  • Average Account Value
    $216,255
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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