Michael Kaplowitz (CRD# 1318247) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Katonah, NY and has over 39 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 2626796
Osaic Fa, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Katonah, NY | Jun 2024 - Current | < 1 |
| Osaic Wealth, Inc. | Katonah, NY | Jun 2024 - Current | < 1 |
| Securities America Advisors, Inc. | Katonah, NY | Nov 2022 - Jun 2024 | 1 |
| Securities America, Inc. | Katonah, NY | Nov 2022 - Jun 2024 | 1 |
| Securities America, Inc. | Somers, NY | Sep 2020 - Nov 2022 | 2 |
| Securities America Advisors, Inc. | Somers, NY | Sep 2020 - Nov 2022 | 2 |
| Securities Service Network, Inc. | Armonk, NY | Oct 2008 - Sep 2020 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1984 |
| S65 | NASAA Investment Advisors Law Examination | May 2007 |
- CA
- NJ
- NY
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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