Joseph Carpenter (CRD# 2411429) is an Investment Advisor Representative working at Avantax Advisory Services in Johnstown, PA and has over 30 years of experience in the finance industry.
CRD# 3072406
Truist Advisory Services, Inc.
CRD# 6131335
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2395434
Ameritas Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Allegheny Angel Fund I LLC | Altoona, PA | Jul 2019 - Current | 4 |
| Athene Annuity | Greenville, SC | Nov 2018 - Current | 5 |
| Fidelity & Guaranty Life Ins. Co | Baltimore, MD | Nov 2018 - Current | 5 |
| Cb Life | Durham, NC | Sep 2018 - Current | 5 |
| Delaware Life | Waltham, MA | Feb 2016 - Current | 8 |
| Isda Fraternal Association | Pittsburgh, PA | Jul 2015 - Current | 8 |
| Upmc For Life | Pittsburgh, PA | Oct 2014 - Current | 9 |
| Guggenheim Life & Annuity Company | Indianapolis, IN | Jun 2014 - Current | 9 |
| Kestler Financial Group | Leesburg, VA | Jun 2014 - Current | 9 |
| Jrg Advisors | Wexford, PA | Aug 2013 - Current | 10 |
| Avantax Advisory Services | Johnstown, PA | Aug 2012 - Current | 11 |
| Greek Catholic Union Of The Usa | Beaver, PA | Jan 2012 - Current | 12 |
| National Guardian Life | Madison, WI | Feb 2010 - Current | 14 |
| Avantax Insurance Agency, LLC | Johnstown, PA | Dec 2005 - Current | 18 |
| Avantax Investment Services, Inc. | Johnstown, PA | Oct 1993 - Current | 30 |
| Center For Strategy Research Inc. | Boston, MA | Oct 2017 - May 2023 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1993 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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