John McCarthy (CRD# 4776405) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Johnston, RI and has over 20 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2024 - Current | < 1 |
| Cetera Advisors LLC | St Cloud, MN | Jan 2019 - Current | 5 |
| Chartered Course Financial Group, LLC | North Attleboro, MA | Oct 2017 - Current | 6 |
| Questar Capital Corporation | Minneapolis, MN | Dec 2016 - Jan 2019 | 2 |
| John K. Mccarthy | Johnston, RI | Jun 2001 - Jan 2019 | 17 |
| Questar Asset Management | Minneapolis, MN | Feb 2017 - Mar 2017 | < 1 |
| Signator Investors, Inc. | Andover, MA | Jun 2015 - Dec 2016 | 1 |
| Questar Asset Management | Minneapolis, MN | Jan 2015 - Jun 2015 | < 1 |
| Questar Capital Corporation | Minneapolis, MN | Feb 2011 - Jun 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- RI
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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