Christopher Conti (CRD# 6186990) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Johnston, RI and has over 10 years of experience in the finance industry.
CRD# 4318531
Integrated Wealth Concepts LLC
CRD# 4030542
Ameriprise Financial Services, LLC
CRD# 6230536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Johnston, RI | Dec 2021 - Current | 2 |
| Securities America Advisors | Johnston, RI | Dec 2021 - Current | 2 |
| Mml Investors Services, LLC | East Providence, RI | Mar 2017 - Dec 2021 | 4 |
| Massachusetts Mutual Life Insurance Company | East Providence, RI | Jul 2016 - Dec 2021 | 5 |
| Metlife Securities Inc. | E. Providence, RI | Jan 2016 - Mar 2017 | 1 |
| Nylife Securities LLC | Providence, RI | May 2013 - Jan 2016 | 2 |
| New York Life Insurance Company | Providence, RI | Apr 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2013 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- RI
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
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