Kathleen Allen (CRD# 4906541) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Belford, NJ and has over 11 years of experience in the finance industry.
CRD# 6381165
A.g.p / Alliance Global Partners
CRD# 2130640
Ameriprise Financial Services, LLC
CRD# 2963357
Hsbc Securities (usa) Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
M Holdings Securities, Inc. | Portland, OR | Jun 2020 - Current | 3 |
Unemployed | Belford, NJ | Aug 2019 - Jun 2020 | < 1 |
Foresters Financial Services | Iselin, NJ | Jun 2019 - Aug 2019 | < 1 |
Foresters Financial Services | Iselin, NJ | Apr 2016 - Jun 2019 | 3 |
Foresters Advisory Services LLC | Iselin, NJ | Jul 2015 - Jun 2019 | 3 |
Foresters Financial Services | Iselin, NJ | Apr 2015 - Apr 2016 | 1 |
First Investors Corporation | Woodbridge, NJ | May 2011 - Apr 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2012 |
S65 | NASAA Investment Advisors Law Examination | May 2015 |
- NJ
- OR
-
Total Assets Under Management4,514MILLIONS
-
Total Number of Accounts9,871ACCOUNTS
-
Average Account Value$457,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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