Suzanne Muniz (CRD# 5492419) is an Investment Advisor Representative working at Ais Asset Management in Irvine, CA and has over 15 years of experience in the finance industry. Suzanne Muniz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ais Asset Management | Irvine, CA | Dec 2022 - Current | 1 |
| Ms. Fiscal | Irvine, CA | Feb 2020 - Current | 4 |
| City National Bank | Irvine, CA | Jan 2011 - Jan 2020 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2008 |
- CA
-
Total Assets Under Management5MILLIONS
-
Total Number of Accounts48ACCOUNTS
-
Average Account Value$100,833
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, TX
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