Seth Lampman, financial advisor Indianola IA

Seth Lampman

CRD Number: 5447712
Current Firm: Cetera Investment Advisers LLC

Seth Lampman (CRD# 5447712) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Indianola, IA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Indianola, IA Sep 2022 - Current 1
First Allied Advisory Services San Diego, CA Nov 2021 - Current 2
First Allied Securities, Inc. San Diego, CA Nov 2021 - Sep 2022 < 1
Sagepoint Financial Indianola, IA Sep 2014 - Nov 2021 7
Edward Jones St Louis, MO Sep 2008 - Sep 2014 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Seth D. Lampman
Phone Number: 888-528-2987
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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