Zachary Babcock (CRD# 6642512) is an Investment Advisor Representative working at Schwab Wealth Advisory, Inc. in Indianapolis, IN and has over 7 years of experience in the finance industry. Zachary Babcock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Schwab Private Client Invest Adv | Indianapolis, IN | Jun 2018 - Current | 5 |
| Charles Schwab & Company, Inc. | Indianapolis, IN | Apr 2016 - Current | 8 |
| Aerotek | Greenwood, IN | Feb 2015 - Apr 2016 | 1 |
| Unemployed | Noblesville, IN | Jan 2015 - Feb 2015 | < 1 |
| Purdue University | West Lafayette, IN | Aug 2014 - Dec 2014 | < 1 |
| Ross Stores, Inc. | Naperville, IL | May 2014 - Jul 2014 | < 1 |
| Purdue University | West Lafayette, IN | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2016 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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