Thomas Hardin, financial advisor Indianapolis IN

Thomas Hardin

CRD Number: 838414
Current Firm: Canterbury Investment Management, LLC
Compensation Model: Fee Only

Thomas Hardin (CRD# 838414) is an Investment Advisor Representative working at Canterbury Investment Management, LLC in Indianapolis, IN and has over 35 years of experience in the finance industry. Thomas Hardin has taken additional exams to become a Chartered Market Technician (CMT), CMTs must pass comprehensive exams in technical market analysis offered through the Market Technicians Association. Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Professional Designations
Company Name Location Dates Years
Canterbury Financial Group, LLC Indianapolis, IN Apr 2003 - Current 16
Hutton Portfolio Management: EF Hutton/Portfolio Management Group: Morgan Stanley Indianapolis, IN Mar 1982 - Mar 2003 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1980
S65 NASAA Investment Advisors Law Examination Jul 1992
Contact Info for Thomas L. Hardin
Phone Number: 317-732-2075
Registered State(s):
  • IN
  • IL
  • KY
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


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Clean Record
This advisor has a clean track record with regulators.

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