Kathleen Sanford (CRD# 4940092) is an Investment Advisor Representative working at Rca Wealth Strategies LLC in Huntsville, AL and has over 19 years of experience in the finance industry.
CRD# 4169767
Lpl Financial LLC
CRD# 2106004
Raymond James Financial Services Advisors, Inc.
CRD# 6238002
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rca Wealth Strategies LLC | Huntsville, AL | Jun 2024 - Current | < 1 |
| Redhawk Wealth Advisors | Huntsville, AL | Jul 2019 - May 2024 | 4 |
| Redhawk Wealth Advisors | Minneapolis, MN | Jul 2019 - May 2024 | 4 |
| Mml Investors | Huntsville, AL | Mar 2017 - Jul 2019 | 2 |
| Massmutual Life Insurance Co | Huntsville, AL | Jul 2016 - Jul 2019 | 3 |
| Msi Financial | Huntsville, AL | Aug 2015 - Mar 2017 | 1 |
| Metlife Securities Inc. | Huntsville, AL | Jul 2015 - Mar 2017 | 1 |
| First Command Financial Services | Huntsville, AL | May 2014 - Aug 2015 | 1 |
| First Command Financial Planning, Inc. | Fort Worth, TX | Apr 2007 - Jul 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2005 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2008 |
- TX
-
Total Assets Under Management43MILLIONS
-
Total Number of Accounts511ACCOUNTS
-
Average Account Value$83,366
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
CA, KS, LA, MO, NE, TX
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