Steven Thorpe, financial advisor Sugar Land TX

Steven Thorpe

CRD Number: 5920757
Current Firm: Morgan Stanley
Compensation Model: Both

Steven Thorpe (CRD# 5920757) is an Investment Advisor Representative working at Morgan Stanley in Houston, TX and has over 6 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Morgan Stanley Sugar Land, TX Mar 2017 - Current 7
Morgan Stanley Private Bank, National Association New York, NY Mar 2017 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston, TX Apr 2011 - Mar 2017 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2011
Disclosure Information

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Contact Info for Steven Thorpe
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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