James Delaney (CRD# 6702228) is an Investment Advisor Representative working at Next Financial Group, Inc. in Houston, TX and has over 7 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
Company Name | Location | Dates | Years |
---|---|---|---|
Next Financial Group | Madison, WI | Jun 2023 - Current | < 1 |
World Financial Group | Madison, WI | May 2021 - Current | 3 |
Real Suite Assets LLC | Madison, WI | Apr 2017 - Current | 7 |
Dublin Profits LLC | Madison, WI | Apr 2017 - Current | 7 |
Delaney Brothers LLC | Madison, WI | Mar 2014 - Current | 10 |
Tony Drzewiecki LLC | Madison, WI | Jan 2014 - Current | 10 |
Delaney's Charcoal Steaks, Inc. | Madison, WI | Dec 2012 - Current | 11 |
Transamerica Financial Advisor | Madison, WI | Oct 2021 - Jun 2023 | 1 |
Wisconsin Financial Group, Inc. | Madison, WI | Dec 2012 - Aug 2020 | 7 |
Ohio National Financial Services | Cincinnati, OH | Oct 2016 - Dec 2019 | 3 |
The O.n. Equity Sales Company | Cincinnati, OH | Oct 2016 - Dec 2019 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2017 |
S65 | NASAA Investment Advisors Law Examination | Aug 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WI
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Total Assets Under Management3,522MILLIONS
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Total Number of Accounts17,352ACCOUNTS
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Average Account Value$202,993
- A percentage of assets under your management
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