James Baker, financial advisor Houston TX

James Baker

CRD Number: 2930819
Current Firm: Kayne Anderson Capital Advisors LP

James Baker (CRD# 2930819) is an Investment Advisor Representative working at Kayne Anderson Capital Advisors LP in Houston, TX and has over 25 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Ka Credit Advisors Ii, LLC Houston, TX Dec 2020 - Current 3
Ka Credit Advisors, LLC Houston, TX Sep 2020 - Current 3
Kayne Anderson Fund Advisors, LLC Houston, TX Nov 2019 - Current 4
Kayne Anderson Capital Advisors, LP Houston, TX Dec 2004 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S66 NASAA Uniform Combined State Law Examination Jul 2005
Contact Info for James C. Baker
Phone Number: 310-282-7900
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    29,872
    MILLIONS
  • Total Number of Accounts
    129
    ACCOUNTS
  • Average Account Value
    $231,564,202
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CT, FL, GA, IL, NY, TX, WA

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