Christopher Finlinson (CRD# 5426095) is an Investment Advisor Representative working at Morgan Stanley in Holladay, UT and has over 16 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Private Bank, N.a | New York, NY | Dec 2022 - Current | 1 |
| Morgan Stanley | Holladay, UT | Oct 2022 - Current | 1 |
| E*trade Securities LLC | Sandy, UT | Nov 2019 - Current | 4 |
| E*trade Capital Management LLC | Sandy, UT | Nov 2019 - Current | 4 |
| E*trade Securities LLC | Sandy, UT | Aug 2016 - Nov 2019 | 3 |
| E*trade Capital Management LLC | Sandy, UT | Aug 2016 - Nov 2019 | 3 |
| E*trade Securities LLC | Sandy, UT | Mar 2015 - Aug 2016 | 1 |
| E*trade Capital Management LLC | Sandy, UT | Mar 2015 - Aug 2016 | 1 |
| E*trade Securities LLC | Sandy, UT | May 2010 - Mar 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2008 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2015 |
- TX
- UT
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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