Aniruddha Ray (CRD# 2897382) is an Investment Advisor Representative working at Mdx Wealth Management in Henderson, NV and has over 26 years of experience in the finance industry.
CRD# 2481766
Skyoak Capital, Inc.
CRD# 4459102
Money Managers, Inc.
CRD# 5192556
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mdx Wealth Management | Houston, TX | Mar 2016 - Current | 7 |
| Lpl Financial, LLC | Las Vegas, NV | Dec 2002 - Mar 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1997 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- CA
- NV
- TX
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Total Assets Under Management47MILLIONS
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Total Number of Accounts239ACCOUNTS
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Average Account Value$196,734
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, NV, TX
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