Richard Linden (CRD# 4735031) is an Investment Advisor Representative working at Esi Financial Advisors in Hauppauge, NY and has over 19 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Equity Services, Inc. | Montpelier, VT | Mar 2018 - Current | 6 |
National Life | Hauppauge, NY | Mar 2018 - Current | 6 |
Ameriprise Financial Advisors Inc. | Melville, NY | Feb 2018 - Mar 2018 | < 1 |
National Life | Hauppauge, NY | Apr 2017 - Feb 2018 | < 1 |
Equity Services Inc. | Montpelier, VT | Apr 2017 - Feb 2018 | < 1 |
Ameriprise Financial Services, Inc. | East Norwich, NY | Jun 2015 - Mar 2017 | 1 |
Mml Investors Services | East Norwich, NY | Sep 2014 - Jun 2015 | < 1 |
Mass Mutual Life Insurance Company | East Norwich, NY | Jul 2014 - Jun 2015 | < 1 |
Metlife Securities | Hauppauge, NY | Dec 2010 - Aug 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management2,125MILLIONS
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Total Number of Accounts11,558ACCOUNTS
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Average Account Value$183,834
- A percentage of assets under your management
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