Jesus Mendez (CRD# 7470232) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Harbor City, CA and has over 2 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America N.a. | Harbor City, CA | Jan 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Harbor City, CA | Nov 2022 - Current | 1 |
| J.p. Morgan Securities, LLC | Torrance, CA | Oct 2021 - Nov 2022 | 1 |
| Jpmorgan Chase Bank, N.a. | Torrance, CA | Oct 2021 - Nov 2022 | 1 |
| Unemployed | Wilmington, CA | Apr 2021 - Sep 2021 | < 1 |
| Bank Of America | Harbor City, CA | Dec 2018 - Mar 2021 | 2 |
| United States Marine Corps Reserve | Fallbrook, CA | Jun 2015 - Mar 2021 | 5 |
| Lyft | Wilmington, CA | Aug 2017 - Dec 2018 | 1 |
| Eco Bay Services Inc. | Los Angeles, CA | Aug 2016 - Sep 2016 | < 1 |
| Eco Bay Services Inc. | Los Angeles, CA | Feb 2016 - Mar 2016 | < 1 |
| Fry's Electronics | Manhattan Beach, CA | Feb 2015 - May 2015 | < 1 |
| Carl's Jr | Torrance, CA | Jan 2015 - Feb 2015 | < 1 |
| Unemployed | Wilmington, CA | Oct 2011 - Dec 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2023 |
| S63 | Uniform Securities State Law Examination | Feb 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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