Andre Aflalo, financial advisor Hamden CT

Andre Aflalo

CRD Number: 4584723
Current Firm: Waddell & Reed

Andre Aflalo (CRD# 4584723) is an Investment Advisor Representative working at Waddell & Reed in Hamden, CT and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Connecticut Institute For Refugees And Immigrants Bridgeport, CT Jul 2019 - Current < 1
Andre Aflalo, LLC Westport, CT Nov 2017 - Current 2
Andre Aflalo And Pamela Mercanti-aflalo Stamford, CT Aug 2016 - Current 3
Waddell & Reed, Inc. Norwalk, CT Jul 2015 - Current 4
Various Insurance Carriers For W&r Insurance Agencies Stamford, CT Jul 2015 - Current 4
Mass Mutual Stamford, CT Jul 2015 - Current 4
Mass Mutual Center Valley, PA Jun 2012 - Current 7
David Lerner Associates Westport, CT Aug 2002 - Jul 2015 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S65 NASAA Investment Advisors Law Examination Sep 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Andre Aflalo
Phone Number: 913-236-2000
Registered State(s):
  • AL
  • CA
  • CT
  • DE
  • FL
  • ME
  • MD
  • NH
  • NJ
  • NC
  • OH
  • OR
  • PA
  • SC
  • TX
  • VA
  • WV
By the Numbers
  • Total Assets Under Management
    21,207
    MILLIONS
  • Total Number of Accounts
    169,956
    ACCOUNTS
  • Average Account Value
    $124,780
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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