Ricardo Rivera Diaz (CRD# 7499235) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Justin, TX and has over 2 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 2754150
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Farm Insurance | Justin, TX | Dec 2022 - Current | 1 |
| State Farm Investment Management Corp | Justin, TX | Dec 2022 - Current | 1 |
| State Farm Vp Managment Corp | Justin, TX | Dec 2022 - Current | 1 |
| State Farm Investment Management Corp | Haltom City, TX | Nov 2022 - Dec 2022 | < 1 |
| State Farm Vp Management Corp | Haltom City, TX | Feb 2022 - Dec 2022 | < 1 |
| Ricardo Rivera Insurance Agency | Haltom City, TX | Sep 2016 - Dec 2022 | 6 |
| Houston Baptist | Houston, TX | Sep 2019 - May 2021 | 1 |
| Ranger College | Ranger, TX | Sep 2017 - May 2019 | 1 |
| Byron Nelson High School | Trophy Club, TX | Sep 2013 - Jun 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2022 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management10,165MILLIONS
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Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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