R Smith (CRD# 5131348) is an Investment Advisor Representative working at Kcpag Financial Advisors LLC in Greenfield, IN and has over 17 years of experience in the finance industry. R Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6394717
Sanctuary Advisors, LLC
CRD# 1660255
Park Avenue Securities LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kcpag Financial Advisors, LLC | Greenfield, IN | Sep 2010 - Current | 13 |
| Kcpag Insurance Services LLC | Greenfield, IN | Sep 2010 - Current | 13 |
| Kemper Capital Management LLC | Greenfield, IN | Jul 2010 - Current | 13 |
| Securities America Inc. | La Vista, NE | Jul 2010 - May 2019 | 8 |
| Kemper Cpa Group | Greenfield, IN | Jan 2010 - Apr 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2006 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2010 |
- IN
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Total Assets Under Management12MILLIONS
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Total Number of Accounts298ACCOUNTS
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Average Account Value$40,019
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, GA, IL, IN, KY, LA, MO, TN, TX
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