Clifton Hume (CRD# 2595565) is an Investment Advisor Representative working at Eastsound Capital Advisors, LLC in Greeley, CO and has over 25 years of experience in the finance industry.
CRD# 6262403
Raymond James & Associates, Inc.
CRD# 2896350
Ubs Financial Services Inc.
CRD# 5790901
Wells Fargo Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Eastsound Capital Advisors | Eastsound, WA | Oct 2023 - Current | < 1 |
Sowell Management Services | Greeley, CO | Nov 2016 - Oct 2023 | 6 |
Concert Wealth Management, Inc. | San Jose, CA | Jul 2016 - Nov 2016 | < 1 |
Raymond James Financial Services Advisors Inc. | Greeley, CO | Jun 2015 - May 2016 | < 1 |
First National Bank | Greeley, CO | Jun 2001 - Apr 2016 | 14 |
First National Capital Markets | Omaha, NE | Dec 2010 - Jun 2015 | 4 |
First National Bank Of Colorado | Fort Collins, CO | Aug 2002 - Jun 2015 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1998 |
S66 | NASAA Uniform Combined State Law Examination | Dec 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management152MILLIONS
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Total Number of Accounts401ACCOUNTS
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Average Account Value$379,526
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, CO, LA, MA, TX, WA
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