Joshua Soria (CRD# 7777680) is an Investment Advisor Representative working at Prosperity Capital Advisors in Grass Valley, CA and has 1 year of experience in the finance industry.
CRD# 2579690
Ameriprise Financial Services, LLC
CRD# 5142926
State Farm Investment Management Corp.
CRD# 1852661
Mariner Independent
| Company Name | Location | Dates | Years |
|---|---|---|---|
| C2p Capital Advisory Group D.b.a. Prosperity Capital Advisors | Westlake, OH | Jun 2023 - Current | < 1 |
| Encompass Financial Planning (d.b.a. For Advisory Business) | Grass Valley, CA | Jun 2023 - Current | < 1 |
| Sierra Cascade Advisors | Grass Valley, CA | Jan 2023 - Current | 1 |
| Sierra Nevada Memorial Hospital | Grass Valley, CA | Dec 2014 - Jan 2023 | 8 |
| Sutter Roseville Medical Center | Mead, WA | Dec 2008 - Dec 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2023 |
- CA
- UT
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Total Assets Under Management2,245MILLIONS
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Total Number of Accounts9,396ACCOUNTS
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Average Account Value$238,964
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, WA
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