Karen Cole (CRD# 2942178) is an Investment Advisor Representative working at D.a. Davidson & Company in Goliad, TX and has over 22 years of experience in the finance industry.
CRD# 6374747
Edward Jones
CRD# 4504654
Edward Jones
CRD# 4697778
Joe Carter
| Company Name | Location | Dates | Years |
|---|---|---|---|
| D.a. Davidson & Company | Seattle, WA | Apr 2022 - Current | 2 |
| Cetera Investment Services LLC | St Cloud, MN | Mar 2018 - Apr 2022 | 4 |
| Lodestone Financial | Victoria, TX | Jan 2018 - Mar 2018 | < 1 |
| Edward Jones | St.louis, MO | Feb 2017 - Dec 2017 | < 1 |
| Unemployed | Lakehills, TX | Jul 2016 - Jan 2017 | < 1 |
| Rbc Capital Markets, LLC | Seattle, WA | Oct 2013 - Jun 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2002 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2023 |
- TX
- WA
-
Total Assets Under Management27,925MILLIONS
-
Total Number of Accounts81,264ACCOUNTS
-
Average Account Value$343,638
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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