Diane Ouellette (CRD# 4854313) is an Investment Advisor Representative working at Gold Canyon Financial Planning in Gold Canyon, AZ and has over 22 years of experience in the finance industry. Diane Ouellette has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5720193
Lpl Financial LLC
CRD# 5169178
J.p. Morgan Securities LLC
CRD# 4813599
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gold Canyon Financial Planning | Gold Canyon, AZ | Nov 2004 - Current | 19 |
| Herring Cove Financial Planning | Provincetown, MA | Sep 2001 - Current | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2002 |
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Total Assets Under Management38MILLIONS
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Total Number of Accounts117ACCOUNTS
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Average Account Value$328,205
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, MA
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