Michael Babcock, financial advisor Glen Carbon IL

Michael Babcock

CRD Number: 4074132
Current Firm: Cambridge Investment Research Advisors, Inc.

Michael Babcock (CRD# 4074132) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Glen Carbon, IL and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jul 2019 - Current 4
Cambridge Investment Research, Inc. Fairfield, IA Jun 2019 - Current 4
Babcock And Associates Glen Carbon, IL Dec 2009 - Current 14
B. B. Graham & Company Orange, CA Nov 2015 - Jun 2019 3
Alton Capital Management Inc. Alton, IL Mar 2013 - Jun 2019 6
Alton Securities Group Inc. Alton, IL Mar 2013 - Nov 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2000
S65 NASAA Investment Advisors Law Examination Dec 2009
Contact Info for Michael A. Babcock
Phone Number: 641-472-5100
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    87,369
    MILLIONS
  • Total Number of Accounts
    448,526
    ACCOUNTS
  • Average Account Value
    $194,791
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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