Thomas Houchens (CRD# 7562579) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Glasgow, KY and has 1 year of experience in the finance industry.
CRD# 6397789
Avantax Advisory Services
CRD# 3088602
Robert W. Baird & Company Incorporated
CRD# 3057343
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robert W. Baird | Glasgow, KY | Nov 2022 - Current | 1 |
| Student | Glasgow, KY | Jan 2005 - Dec 2022 | 17 |
| Robert W. Baird | Bowling Green, KY | May 2022 - Nov 2022 | < 1 |
| Fox Hollow Golf Course | Glasgow, KY | Mar 2020 - May 2022 | 2 |
| Houchens Industries | Glasgow, KY | Jan 2018 - Aug 2020 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2023 |
| S65 | NASAA Investment Advisors Law Examination | May 2022 |
- KY
-
Total Assets Under Management287,515MILLIONS
-
Total Number of Accounts331,500ACCOUNTS
-
Average Account Value$867,315
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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