Alan Lax, financial advisor Germantown NY

Alan Lax

CRD Number: 4185945
Current Firm: Ryefield Capital, LLC

Alan Lax (CRD# 4185945) is an Investment Advisor Representative working at Ryefield Capital, LLC in Germantown, NY and has over 23 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck, NY Jun 2011 - Current 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2000
Contact Info for Alan E. Lax
Phone Number: 516-375 9211
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    2
    MILLIONS
  • Total Number of Accounts
    23
    ACCOUNTS
  • Average Account Value
    $78,261
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

NY

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