Lisa Ozaki (CRD# 7824379) is an Investment Advisor Representative working at Summitry, LLC in Foster City, CA and has 1 year of experience in the finance industry. Lisa Ozaki has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3082569
Schneider Wealth Management
CRD# 4105009
Lowery Thomas, LLC
CRD# 1245314
Wealth & Tax Planners LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Summitry, LLC | Foster City, CA | Mar 2024 - Current | < 1 |
| Allworth Financial | San Jose, CA | Oct 2020 - Mar 2024 | 3 |
| Unemployed | San Jose, CA | Jun 2020 - Sep 2020 | < 1 |
| Associated Students Sdsu | San Diego, CA | Oct 2017 - May 2020 | 2 |
| Bank Of America | San Diego, CA | Jun 2019 - Aug 2019 | < 1 |
| Star One Credit Union | Sunnyvale, CA | Jun 2018 - Aug 2018 | < 1 |
| Dsw | San Jose, CA | May 2017 - Aug 2017 | < 1 |
| Unemployed | San Jose, CA | Sep 2016 - Apr 2017 | < 1 |
| The Cheesecake Factory | San Jose, CA | Nov 2015 - Aug 2016 | < 1 |
| Unemployed | Santa Clara, CA | Dec 2014 - Oct 2015 | < 1 |
| Great America | Santa Clara, CA | Jun 2014 - Nov 2014 | < 1 |
- CA
-
Total Assets Under Management2,451MILLIONS
-
Total Number of Accounts1,301ACCOUNTS
-
Average Account Value$1,883,707
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, ID, LA, MA, NC, NV, NY, OR, TN, TX, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.