Christopher Swanson (CRD# 1233703) is an Investment Advisor Representative working at Compass Financial Advisors LLC in Fort Wayne, IN and has over 40 years of experience in the finance industry.
CRD# 5440171
Secure Asset Management, LLC
CRD# 1200534
Raymond James & Associates, Inc.
CRD# 3175609
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Ausdal Financial Partners, Inc. | Davenport, IA | Jan 2021 - Current | 3 |
Compass Financial Advisors, LLC | Ft. Wayne, IN | Oct 2012 - Current | 11 |
Simple Auto | Petoskey, MI | Dec 2005 - Current | 18 |
Harbour Investments, Inc. | Madison, WI | May 2016 - Dec 2020 | 4 |
Securities America, Inc. | Fort Wayne, IN | Jul 2015 - May 2016 | < 1 |
Fintegra, LLC | Fort Wayne, IN | Oct 2012 - Jul 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1984 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management231MILLIONS
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Total Number of Accounts730ACCOUNTS
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Average Account Value$316,229
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
FL, IA, IL, IN, KY, MI, MN, NH, OH, TX
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