Randolph Dorcey (CRD# 1919543) is an Investment Advisor Representative working at Sound Income Strategies, LLC in Fort Myers, FL and has over 35 years of experience in the finance industry.
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sound Income Strategies | Fort Lauderdale, FL | Mar 2019 - Current | 5 |
| Dorcey Financial LLC | Fort Myers, FL | Mar 2019 - Current | 5 |
| Dorcey And Associates | Fort Myers, FL | Jul 1988 - Mar 2019 | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1989 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- FL
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Total Assets Under Management2,669MILLIONS
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Total Number of Accounts20,938ACCOUNTS
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Average Account Value$127,465
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for investment companies (as well as "business development companies")
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