Michael Stone (CRD# 1985705) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Fort Myers, FL and has over 34 years of experience in the finance industry.
CRD# 5146297
High Mountain Financial Planning
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2700373
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Fort Myers, FL | Sep 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Current | 3 |
| First Allied Securities, Inc. | San Diego, CA | Dec 2014 - Sep 2022 | 7 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Jan 2015 - Nov 2020 | 5 |
| Royal Alliance Associates | Ft. Meyers, FL | Aug 2006 - Dec 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1989 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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