Robb Newman (CRD# 3212999) is an Investment Advisor Representative working at Pnc Investments in Fort Mitchell, KY and has over 24 years of experience in the finance industry.
CRD# 6008930
Fifth Third Securities, Inc.
CRD# 1562156
Horter Investment Management, LLC
CRD# 6660754
Mariner Wealth
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pnc Investments | Fort Mitchell, KY | Jan 2004 - Current | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KY
- OH
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Total Assets Under Management23,896MILLIONS
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Total Number of Accounts152,189ACCOUNTS
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Average Account Value$157,014
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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