Michael Morales
CRD Number: 6108566Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Michael Morales (CRD# 6108566) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lee, NJ and has over 11 years of experience in the finance industry.
CRD# 5017777
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6659847
Rockefeller Capital Management
CRD# 2587716
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America N.a. | Fort Lee, NJ | Sep 2023 - Current | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lee, NJ | Apr 2015 - Current | 9 |
| Unemployed | White Plains, NY | Oct 2014 - Apr 2015 | < 1 |
| J.p. Morgan Securities LLC | White Plains, NY | Oct 2012 - Jan 2015 | 2 |
| Jpmorgan Chase Bank | White Plains, NY | Aug 2010 - Jan 2015 | 4 |
| Mattis Capital | White Plains, NY | Jul 2014 - Oct 2014 | < 1 |
| Capital One | Rye, NY | Feb 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- NJ
- NY
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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