![James Bross, financial advisor Forest City NC](/img/ws/profile-blank-sq.png)
James Bross (CRD# 7099602) is an Investment Advisor Representative working at Equitable Advisors, LLC in Forest City, NC and has over 4 years of experience in the finance industry.
![Douglas Alden, financial advisor Forest City NC](/img/ws/profile-blank-sq.png)
CRD# 1029891
Winning Points Advisors, LLC
![Jean Alden, financial advisor Forest City NC](/img/ws/profile-blank-sq.png)
CRD# 1466344
Liberated Investor Advisors, LLC
![Michael Ashworth, financial advisor Forest City NC](/img/ws/profile-blank-sq.png)
CRD# 3069060
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Equitable Advisors, LLC | New York, NY | May 2019 - Current | 5 |
Carolina Care Innovation Group | Franklin, NC | Apr 2016 - Current | 8 |
Axa Advisors, LLC | New York, NY | May 2019 - Jun 2020 | 1 |
Atrium Health | Charlotte, NC | Jul 2016 - Nov 2018 | 2 |
Sabbatical Leave | Franklin, NC | Aug 2015 - Apr 2016 | < 1 |
Mission Health | Asheville, NC | Jul 2012 - Aug 2015 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2019 |
- GA
- MD
- NC
- SC
-
Total Assets Under Management29,776MILLIONS
-
Total Number of Accounts79,686ACCOUNTS
-
Average Account Value$373,668
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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