Gerard Swienton (CRD# 1424932) is an Investment Advisor Representative working at Investment Leadership, LLC in Forest, VA and has over 38 years of experience in the finance industry. Gerard Swienton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 720050
Davenport & Company LLC
CRD# 1868955
Robert W. Baird & Company Incorporated
CRD# 1353517
Sowell Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Investment Leadership LLC | Forest, VA | May 2013 - Current | 11 |
| Purshe Kaplan Sterling Investments | Albany, NY | May 2013 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1985 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1996 |
- MD
- TX
- VA
-
Total Assets Under Management64MILLIONS
-
Total Number of Accounts221ACCOUNTS
-
Average Account Value$288,687
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
MD, TX, VA
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