Greg Lavin (CRD# 2413278) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Fond Du Lac, WI and has over 23 years of experience in the finance industry.
CRD# 5809177
Osaic Wealth, Inc.
CRD# 2186552
Commonwealth Financial Network
CRD# 2042816
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Fond Du Lac, WI | Aug 2018 - Current | 5 |
| Securities America Advisors | Fond Du Lac, WI | Aug 2018 - Current | 5 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Mar 2013 - Aug 2018 | 5 |
| Northwestern Mutual Investment Services, LLC | Eau Claire, WI | Sep 1993 - Aug 2018 | 24 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jan 1990 - Aug 2018 | 28 |
| Northwestern Mutual Investment Services, LLC | Fond Du Lac, WI | Mar 2011 - Mar 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2011 |
- WI
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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