Donald Rosalez (CRD# 1913993) is an Investment Advisor Representative working at Independent Wealth Network, Inc. in Flagstaff, AZ and has over 35 years of experience in the finance industry.
CRD# 5572046
Tci Wealth Advisors, Inc.
CRD# 4573669
Cross State Financial Group LLC
CRD# 4302561
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brokers International Financial Services, LLC | Phoenix, AZ | Oct 2017 - Current | 6 |
| M.a.s. Group | Flagstaff, AZ | Jan 1990 - Current | 34 |
| Broker Dealer Financial Services Corp. | West Des Moines, IA | Jan 2014 - Sep 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1989 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- NM
- TX
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Total Assets Under Management358MILLIONS
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Total Number of Accounts2,499ACCOUNTS
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Average Account Value$143,388
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