Thomas Waterway (CRD# 7248297) is an Investment Advisor Representative working at Private Advisor Group, LLC in Morristown, NJ and has over 3 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Private Advisor Group, LLC | Fishers, IN | Oct 2020 - Current | 3 |
| Lpl Financial, LLC | Fishers, IN | Jun 2020 - Current | 3 |
| Lantern Global Advisors | Indianapolis, IN | Apr 2020 - Jun 2020 | < 1 |
| Pentera Group Inc. | Indianapolis, IN | Jun 2016 - Mar 2020 | 3 |
| Michigan Millworks LLC | Holland, MI | May 2014 - Jun 2016 | 2 |
| Spring Arbor University | Spring Arbor, MI | Sep 2012 - May 2016 | 3 |
| Fleetwood | Zeeland, MI | May 2013 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2020 |
- IN
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Total Assets Under Management31,536MILLIONS
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Total Number of Accounts122,156ACCOUNTS
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Average Account Value$258,160
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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