Kevin Flood (CRD# 2834000) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Feasterville-Trevose, PA and has over 27 years of experience in the finance industry.
CRD# 5004850
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1796733
Carnegie Wealth Management, LLC
CRD# 2913549
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Retirement Investment Services | Featerville, PA | Jan 2009 - Current | 15 |
| Cadaret, Grant & Company, Inc. | Feasterville, PA | Dec 1997 - Current | 26 |
| Spectra Associates | Featerville, PA | Dec 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1997 |
| S65 | NASAA Investment Advisors Law Examination | May 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management6,873MILLIONS
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Total Number of Accounts25,405ACCOUNTS
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Average Account Value$270,550
- A percentage of assets under your management
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- Educational seminars/workshops
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