Mark Macleod (CRD# 3150711) is an Investment Advisor Representative working at Rm Financial Services, LLC in Falmouth, ME and has over 25 years of experience in the finance industry.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 5157367
Lpl Financial LLC
CRD# 2883211
R M Davis Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | Oct 2023 - Current | < 1 |
| Rm Financial Services, LLC | Delray Beach, FL | Jan 2007 - Current | 17 |
| Next Financial Group Inc. | Falmouth, ME | Oct 2019 - Oct 2023 | 4 |
| Next Financial Group Inc. | Falmouth, ME | Jan 2007 - Oct 2023 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1998 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2019 |
- FL
- ME
-
Total Assets Under Management208MILLIONS
-
Total Number of Accounts934ACCOUNTS
-
Average Account Value$222,468
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, MA, ME, NH, VA
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