Kathleen Cote, financial advisor Fairfax VA

Kathleen Cote

CRD Number: 2647975
Current Firm: Apforia

Kathleen Cote (CRD# 2647975) is an Investment Advisor Representative working at Apforia in Fairfax, VA and has over 23 years of experience in the finance industry. Kathleen Cote has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Apforia Virginia Beach, VA Jan 2024 - Current < 1
Red Clover Financial Planning, LLC Fairfax, VA Jul 2019 - Current 5
Red Clover Financial Planning Oakton, VA Jan 2018 - Jun 2019 1
Cote Financial Planning, LLC Oakton, VA Sep 2016 - Dec 2017 1
Cote Financial Planning Pinehurst, NC Feb 2012 - Sep 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for Kathleen C. Cote
Phone Number: 757-407-4189
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    74
    MILLIONS
  • Total Number of Accounts
    520
    ACCOUNTS
  • Average Account Value
    $141,639
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, CA, CO, FL, LA, MD, NC, NE, NH, NY, OH, OR, TN, TX, VA, WA

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