Steven Mims (CRD# 7235174) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Eugene, OR and has over 2 years of experience in the finance industry.
CRD# 6422505
Charles Schwab & Company, Inc.
CRD# 4299722
Sapient Private Wealth Management, LLC
CRD# 5251001
Commonwealth Financial Network
Company Name | Location | Dates | Years |
---|---|---|---|
Tidepool Wealth Strategies | Eugene, OR | Jan 2024 - Current | < 1 |
Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | 1 |
Associated Press | New York, NY | Nov 2022 - Current | 1 |
Cetera Advisor Networks LLC | El Segundo, CA | Apr 2022 - Current | 2 |
Pbc Life & Financial Services | Eugene, OR | Mar 2022 - Dec 2023 | 1 |
University Of Oregon | Eugene, OR | Mar 2022 - Apr 2022 | < 1 |
Nylife Securities LLC | Eugene, OR | Jul 2021 - Apr 2022 | < 1 |
New York Life Insurance Co | Eugene, OR | Mar 2020 - Apr 2022 | 2 |
The Register-guard | Eugene, OR | Jun 1999 - Aug 2020 | 21 |
Knights Of Columbus | Eugene, OR | Dec 2019 - Feb 2020 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2021 |
S65 | NASAA Investment Advisors Law Examination | Feb 2023 |
- OR
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
-
Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.