James Quinn (CRD# 1466390) is an Investment Advisor Representative working at Sequent Planning, LLC in Englewood, CO and has over 31 years of experience in the finance industry. James Quinn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sequent Planning, LLC | Englewood, CO | Apr 2024 - Current | < 1 |
| Allstate Insurance Company | Littleton, CO | Feb 2016 - Apr 2024 | 8 |
| Allstate Financial Services, LLC | Littleton, CO | Feb 2016 - Apr 2024 | 8 |
| Allstate Financial Advisors, LLC | Littleton, CO | Feb 2016 - Apr 2024 | 8 |
| Presidential Brokerage, Inc. | Greenwood Village, CO | Aug 2015 - Feb 2016 | < 1 |
| B.c. Ziegler And Company | Greenwood Village, CO | Jul 2013 - Aug 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1992 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2012 |
- CO
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Total Assets Under Management373MILLIONS
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Total Number of Accounts4,279ACCOUNTS
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Average Account Value$87,272
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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