Gerald Newman (CRD# 5032301) is an Investment Advisor Representative working at Hamilton Wealth, LLC in Encino, CA and has over 18 years of experience in the finance industry. Gerald Newman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2485305
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4793512
U.s. Bancorp Advisors, LLC
CRD# 5619105
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hamilton Wealth, LLC | Encino, CA | Sep 2017 - Current | 6 |
| Raymond James Financial Services, Inc. | Encino, CA | Dec 2015 - Sep 2017 | 1 |
| Suntrust Investment Services,inc. | Atlanta, GA | Jul 2009 - Dec 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management451MILLIONS
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Total Number of Accounts1,042ACCOUNTS
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Average Account Value$432,856
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, FL, MI, NV, NY, OH, OR, PA, TN, TX, WA
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